-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UzOBYuPHU+X7GqhX4YcS7e/fTy9Trpb+TwlfimXABm7DNYqc13YcfTdqbA/DLV+G OHW0NscGZCW4iLE7y9ZX6g== 0001144204-09-054811.txt : 20091027 0001144204-09-054811.hdr.sgml : 20091027 20091027161835 ACCESSION NUMBER: 0001144204-09-054811 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20091027 DATE AS OF CHANGE: 20091027 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED ENERGETICS, INC. CENTRAL INDEX KEY: 0000879911 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 770262908 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42560 FILM NUMBER: 091139495 BUSINESS ADDRESS: STREET 1: C/O APPLIED ENERGETICS, INC. STREET 2: 3590 EAST COLUMBIA STREET CITY: TUCSON STATE: AZ ZIP: 85714 BUSINESS PHONE: 520-628-7415 MAIL ADDRESS: STREET 1: C/O APPLIED ENERGETICS, INC. STREET 2: 3590 EAST COLUMBIA STREET CITY: TUCSON STATE: AZ ZIP: 85714 FORMER COMPANY: FORMER CONFORMED NAME: IONATRON, INC. DATE OF NAME CHANGE: 20040429 FORMER COMPANY: FORMER CONFORMED NAME: US HOME & GARDEN INC DATE OF NAME CHANGE: 19950714 FORMER COMPANY: FORMER CONFORMED NAME: NATURAL EARTH TECHNOLOGIES INC DATE OF NAME CHANGE: 19930328 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HOWARD ROBERT CENTRAL INDEX KEY: 0000902740 FILING VALUES: FORM TYPE: SC 13D/A MAIL ADDRESS: STREET 1: 988 5TH AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 SC 13D/A 1 v163787_sc13da.htm Unassociated Document
 
         
SEC 1746     POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM (2-98)    ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER.

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
OMB APPROVAL
 
OMB NUMBER: 3235-0145
 
Expires: October 31, 2002
 
Estimated average burden Hours per response…14.9
 
SCHEDULE 13D
Under the Securities Act of 1934
(Amendment No. 6)*

APPLIED ENERGETICS, INC.
(Name of Issuer)


COMMON STOCK, $.001 PAR VALUE
(Title of Class of Securities)

462070 10 3
(CUSIP Number)

Brad L. Shiffman, Esq.
Blank Rome LLP
405 Lexington Avenue
New York, New York 10174
(212) 885-5000
(Name, Address and Telephone Number of Person
Authorized to receive Notice and Communications)

October 23, 2009
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e, 240.13d-1(f) or 240.13d-1(g), check the following box ¨.

Note:  Schedules filed in paper format shall include a signed original and five copies of the Schedule, including all exhibits.  See §240.13d-7 for other parties to whom copies are to be sent.

The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
Page 1 of 4 Pages

 

CUSIP NO. 902939 10 7
 
               1.
NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Robert Howard
               2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(A) o
(B) o
               3.
SEC USE ONLY
 
               4.
SOURCE OF FUNDS (SEE INSTRUCTIONS)
 
N/A
               5.
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) or 2(E)       o
 
               6.
CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States
NUMBER OF
SHARES
7.
SOLE VOTING POWER
   522,712
BENEFICIALLY
OWNED BY
8.
SHARED VOTING POWER
 
EACH
REPORTING
9.
SOLE DISPOSITIVE POWER
    522,712
PERSON WITH
10.
SHARED DISPOSITIVE POWER
 
             11.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
     522,712
             12.
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) o
 
             13.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
     Less than 1%
             14.
TYPE OF REPORTING PERSON*
     IN
 
Page 2 of 4 Pages

 

EXPLANATORY NOTE
 
This Amendment is being filed solely to correct the percentage of the Common Stock beneficially owned by the Reporting Person and the number of outstanding shares of Common Stock used to calculate the Reporting Person’s percentage ownership as reflected in Amendment No. 6 to his Schedule 13-D.
 
Item 1. Security and Issuer.
 
This Schedule 13D relates to the Common Stock, par value $.001 per share ("Common Stock"), issued by Applied Energetics, Inc., a Delaware corporation (the "Company"), whose principal executive offices are located at 3590 East Columbia, Tucson, Arizona 85714.
 
Item 2. Identity and Background.
 
This statement is filed by Robert Howard (the "Reporting Person"). The address of the Reporting Person is 145 East 57th Floor - 4th Floor, New York NY 10022.  The Reporting Person is a United States citizen.
 
Item 4. Purpose of Transaction.
 
On October 8, 2009, the Reporting Person gifted 446,000 shares of Common Stock.  On October 23, 2009 and October 26, 2009, the Reporting Person sold an aggregate of 12,000,000 shares of Common Stock for aggregate proceeds of $3,033,963.
 
Item 5. Interest in Securities of the Issuer.
 
(a)-(b) The percentage of Common Stock beneficially owned by the Reporting Person reflected in this Report is based upon 86,424,948 outstanding shares of Common Stock on August 5, 2009 according to the Company’s Form 10-Q for the Quarterly Period Ended June 30, 2009. On October 26, 2009, the Reporting Person beneficially owned 522,712 shares of Common Stock of the Company which comprises less than 1% of the issued and outstanding Common Stock.
 
 
Page 3 of 4 Pages

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
DATE:  October 27, 2009
   
     
     
     
 
   /s/ Robert Howard
 
 
Robert Howard

 
Page 4 of 4 Pages

 
-----END PRIVACY-ENHANCED MESSAGE-----